Compliance
The deluge of regulation with new reporting and operating obligations for all organisations, requires a solution to curate all requirements into a single place where they can be managed.
Our segmented universe of legislation, regulations and codes of practice, classified into domains and subdomains allows the compliance officer navigate the complexity of modern regulation. Supporting both themed scoped inspection plans, and ongoing daily registers, allows the compliance officer to provide management with the assurance that the organisation is well run.
Standard Universes
Credit
Unions
The Credit Union Acts 1997 to 2024 including regulatory reporting rules for investments and fitness and probity for officers.
Financial
Services
EBA Outsourcing requirements and EU Digital Operational Resilience Act requirements for financial service providers.
Not for
Profit
The Republic of Ireland Charities Regulator’s Governance Code and the Charity Commission for England and Wales model governance.
Professional Services
Cyber Essential and ISO 27xxx
family assurance plan.
Additional Functionality
• Tailor for all compliance environments.
• Multiple compliance plans.
• Create ad hoc compliance engagements.
• Regulatory reporting supported.
• Quick reference and search functions.
• Import compliance questionnaire.
• Create materiality statement.
• Email notifications and alerts.
• KPI compliance status oversight.
• Year-end clone and copy routines.
• Reasons for compliance assessment.
• Breach register with resolution plans.
Reporting
Reports can be tailored and filtered, ensuring only
relevant information is used for reporting.
Generate real-time reports, in PDF or Excel format,
containing data which is comprehensive and flexible.
• Materiality statement.
• Breach register: detailed and extracts.
• Ongoing compliance posture.
• Compliance plan execution.
• Compliance trend reports.
• Updates on compliance obligation treatment plans.
• Compliance history / audit trail.
Work With Us
Schedule a demo and we can have a conversation about what we can do for your organisation.
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